Robinhood Markets Inc. is continuing to engage with the US Securities and Exchange Commission after receiving a warning from the financial regulator in May, according to Chief Executive Officer Vlad Tenev, foreshadowing an enforcement action.
The retail trading platform has submitted a response to what is known as an SEC Wells notice related to the firm’s cryptocurrency business, Tenev said Thursday in an interview on Bloomberg Television.
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Paige Smith
https://www.bloomberg.com/news/articles/2024-08-08/robinhood-ceo-says-firm-has-responded-to-sec-on-crypto-scrutiny
2024-08-08 15:55:54
